Your trusted sounding board for all your key decisions
We deliver comprehensive range of solutions that cater to your needs throughout the lifecycle of your business.
FUND RAISING
Access the private capital you need to fuel expansion, innovation, and strategic initiatives through tailored debt and equity solutions. Benefit from our decades – old relationships with financial and strategic investors, providing direct access while ensuring quick closures of transactions
EQUITY CAPITAL MARKETS
We act as your extended team to help you navigate your public markets journey. From planning and navigating the IPO process to raising capital for private placements, we provide end – to – end deal execution. We work with promoters and financial sponsors for stake monetisation through the offer for sale (OFS) mechanism and block transactions. Our services extend to buybacks, open offers, rights issues and QIPs.
MERGERS AND ACQUISITIONS
We provide buy - side and sell - side M&A advisory and deal execution to companies across sectors. Our team offers innovative structuring capabilities, providing you with a competitive advantage in deal negotiations. In addition, a strong research desk delivers valuable sector insights that add value to a transaction.
CORPORATE ADVISORY
We provide strategic advice on a wide range of financial matters – including capital and business restructuring, valuation, strategic advisory.
Supporting Growth at Every Stage of Your Business Journey
We guide your business through every phase of its lifecycle, from inception to expansion and beyond. Our holistic approach combines strategic advice with seamless execution to unlock your business’s full potential.
Seed Funding
Venture Capital
Private Equity
IPO
QIP
Preferential Issue
Valuation
Rights Issue
FPO
FCCB’s
Structured Credit
Fairness Opinion
ESOP Advisory
Merger & Acquisition
Expansion into new business areas
Strategic Partnerships
Restructuring
Wealth Management
Strategic Advisory
Exit Planning
Sectors
Our expertise spans across a broad range of industries, providing insights and strategies to help you achieve your long-term vision.
BFSI
Technology
Oil & Gas
Consumer
Engineering
Metals
Pharma
Cement
Agro & Chemicals
Automobiles
Media
Others (Aviation, Education, and more)
Why PL
We go beyond transactions to foster long-term, sustainable partnerships.
Tailored solutions for each client, providing personalized advice for optimal outcomes.
Creative approaches to solving complex financial challenges, ensuring the best results in every deal.
Decades of experience have helped us develop long-term partnerships built on trust, transparency, and shared success.
Leveraging our sector-specific expertise, we provide insights that translate into measurable results.
With deep industry insights and a proven track record, we help you navigate complex regulatory frameworks and maximize opportunities.
Our broad connections with institutional investors and decision-makers provide unmatched access to market opportunities.
Our history of executing landmark deals has earned the trust of clients across diverse industries.
We ensure every transaction is compliant with relevant regulations, safeguarding your interests.
Meet the team
Amisha Vora
- Chairperson and MD, PL Group
- Experience: 35+ years, Chartered Accountant
A visionary leader and an equity markets veteran
Member of the CII Capital Markets Committee
Been instrumental in raising more than ₹50 bn for corporates through QIPs, IPOs, FCCBs, GDRs and private placements
Uday Patil
- Executive Director – Equity Capital Markets
- Experience: 41+ years, BSc, LLB, CAIIB
Brings invaluable insight into issue management, equity placements, M&A, and advisory services
His track record of over 200 successful capital market transactions speaks volumes about his expertise
Ajay Sharma
- Chief Executive Officer - Corporate Advisory
- Experience: 30+ years, MBA + Leadership Program from Harvard University
Has expertise across M&A, PE Syndication, Structured Credit, ECM, and DCM products tailored for Wealth Management and Corporate Banking clients
He is a seasoned investment banker and has worked with global banks including BNP Paribas, Credit Suisse, and Standard Chartered Bank
Mahak Jain
- Director - Corporate Advisory
- Experience: 20+ years, Chartered Accountant
A skilled financial advisor with a strong background in investment banking and strategic planning
Has extensive experience in structuring M&A and private equity transactions for both domestic & global corporations
Worked with BNP Paribas Wealth Management before joining PL
Nipun Lodha
- Director - Corporate Finance
- Experience: 25+ years, Masters degree in Management with specialisation in Finance
Brings extensive expertise in corporate finance, M&A, private equity, valuations, and equity capital market transactions
Has successfully advised and executed several high-profile deals for mid-market and large corporates
Recognised for his strong relationships with corporates and institutions and the ability to originate and execute complex transactions
Prior to joining PL, he worked with Key Note Financial Services
We are also leveraging the expertise of
- Chairman, PL Capital Markets Private Limited
- Experience: 35+ years
A formidable name in the investment banking and corporate finance domain.
Completed 100+ mergers & acquisition transactions and private equity deals across various sectors
Advised on 100+ capital market transactions ranging from IPOs, follow-on offers, rights issues, buybacks and delisting, etc.
He joined Ernst & Young in 2002 as a Transactions Partner and went on to hold a leadership position in EY in the two decades that he spent there.
Member of the committee appointed by the SEBI, for improving disclosure standards in public documents of corporates for capital issues.
Our deals and perspectives in the news
PL Investment Banking has successfully closed the IPO of Gala Presision engineering Ltd. as the sole book running lead manager
09 Sep 2024 Read more
Investment Banking is a type of financial service that focuses on facilitating relatively complex financial transactions like initial public offerings (IPO), mergers and acquisitions, buybacks, delisting, qualified institutional placements, open offers and other strategic transactions for companies.
Investment Banks provide advisory services and execute transactions to help clients achieve their strategic and financial objectives.
As an Investment bank, PL provides services like
- Fundraising – venture capital, private equity, IPOs, FPOs, QIP and right issues
- Other transactions – open offer, delisting, buybacks
- Mergers & acquisitions – identify target/buyer, negotiate value and deal, acquisition funding
Investment bankers acts as a bridge between companies and other financial market participants.
Their primary roles include:
- Advisory Services: Investment bankers offer strategic advice on mergers and acquisitions (M&A), divestitures, and other corporate transactions. They assess the financial implications of various options and help clients navigate complex deal structures.
- Capital Raising: Investment bankers help companies raise capital through debt and equity markets. This includes initial public offerings (IPOs), secondary offerings, private placements, and debt issuances. They assist in structuring the offering, pricing the securities, and marketing them to investors.
- Financial Analysis: Investment bankers conduct detailed financial analysis to evaluate the financial health and performance of companies. This includes analyzing financial statements, conducting valuation assessments, and assessing the impact of potential transactions on shareholder value.
- Transaction Execution: Investment bankers play a crucial role in executing transactions, including negotiating deal terms, conducting due diligence, and coordinating with legal and regulatory advisors. They work closely with clients to ensure that transactions are completed efficiently and in accordance with applicable regulations.
- Market Research: Investment bankers conduct market research to identify potential opportunities and risks for clients. They analyze industry trends, competitive dynamics, and market conditions to provide insights that inform strategic decision-making.
Overall, investment bankers act as trusted advisors to their clients, providing strategic guidance and execution expertise to help them achieve their financial objectives.
Whether working with small start-ups or large MNC’s, investment bankers leverage their knowledge of capital markets to create value for both investors and companies alike.
Investment Banking Services
Our India based Investment Company business is dedicated to providing corporate companies and entrepreneurs with high quality investment banking services for transactions related to Capital Markets. In our investment banking firms We offer services spanning across IPO's &FPO's, Rights Issues, Qualified Institutional Placements, Buy Backs, Takeovers and Delisting. In the last 3 years we have successfully closed various transactions including IPO's, FPO's &QIP's.
Service Offerings
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|
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Initiatives
| Fund Raising Activities | Transaction Advisory Services | Valuations / Certifications |
|---|---|---|
| Managing Initial Public Offerings & Further Public Offerings | M & A including takeovers | ESOP Certificate |
| Managing Rights Issues | Managing Buybacks | Valuation of Foreign Acquisition for compliance with FEMA requirements |
| Managing QIP's | Managing Delisting | Fair Value Certificate for post demerger listings |
Approach: Our relationships across investor categories such as corporates, financial institutions, banks, high net-worth individuals and retail individuals aided by our focused effort and research-driven approach enable our professionals to be among the most knowledgeable and the best in the business. Our business has been built on strong relationships, innovation, and uncompromising ethical standards. We aim to create significant value for entrepreneurs and companies by helping them execute the right capital market strategy.
Team: Our Investment Banking team comprises of multi-disciplinary professionals with extensive investment banking experience. Our focused transaction-closure orientation is backed by cross-product knowledge and well-entrenched relationships in the investor community, market intermediaries and corporate sector.
Offer Documents:
- Austral Coke & Projects Ltd. - RHP
- Resurgere Mines & Minerals India Ltd. - RHP
- Rishabhdev Technocable Ltd. – Prospectus
- AMR Constructions Ltd. - DRHP
- Raj Oil Mills Ltd. – Prospectus
- LKP Finance Limited - Buyback 2009 -Offer Documents
- Shree Ganesh Jewellery House Limited. – RHP
- BLEND Financial - DRHP
- Automotive Stampings and Assemblies Limited – Offer Documents
- Circuit Systems (India) Ltd. - Offer Documents
- LKP Finance Limited – BuyBack -Offer Documents (2012)
- Calyx Chemicals and Pharmaceuticals Ltd. - DRHP
- Graviss Hospitality Limited - Buyback Offer Documents
- Shree Rama Multi-Tech Limited (Open Offer) – Offer Documents
- Nitin Fire Protection Industries Limited – Buyback Offer Documents
- Circuit Systems (India) Limited – Buyback Offer Documents
- Gujarat Apollo Industries Limited - Buyback - Public Announcement
- Gujarat Apollo Industries Limited –Public Announcement (Buyback 2015)
- Circuit Systems (India) Limited– Delisting Offer Documents
- Gujarat Apollo Industries Limited –Public Announcement (Buyback 2017)
- Bloom Industries Limited – Open Offer Documents
- K.P.R. agrochem limited- Draft Red Herring Prospectus.pdf
- Rajshree Polypack Limited
- Rajshree Polypack Limited – Red Herring Prospectus
- Rajshree Polypack Limited – Pre-Issue Advertisement published on August 30, 2018
- Rajshree Polypack Limited – Price Band Advertisement published on August 30, 2018
- Rajshree Polypack Limited – SME IPO - GID - August 27, 2018
- Neccon Power & Infra Limited
- Som Datt Finance Corporation Limited – Open Offer Documents 2019
- K.P.R. Agrochem Limited – Red Herring Prospectus
- K.P.R. Agrochem Limited – Pre-Issue Ad Cum Price Band Announcement – June 21, 2019
- Parsoli Corporation Limited – Open Offer – Joint Public Announcement – August 28, 2020
- Parsoli Corporation Limited – Open Offer – Draft Letter of Offer – September 2, 2020
- Parsoli Corporation Limited – Open Offer – Letter of Offer – December 15, 2020
- Parsoli Corporation Limited – Open Offer – Dispatch Advertisement cum Corrigendum – December 18, 2020
- Parsoli Corporation Limited – Open Offer – Post Offer Public Announcement – January 28, 2021
- Gujarat Apollo Industries Limited – Buyback – Public Announcement – February 16, 2021
- Gujarat Apollo Industries Limited – Buyback – Draft Letter of Offer
- Gujarat Apollo Industries Limited – Buyback – Letter of Offer
- Som Datt Finance Corporation Limited
- Laxmi India Finance Limited
- A-One Steels India Limited
- Gala Precision
- Lynx Machinery and Commercials Limited
Policies
Track Record of PLCM
- Track Report of Public Issue-RTCL
- Track record of Public Issue – Rajshree Polypack Limited
- Track record of Public Issue – Gala Precision Engineering Ltd
Charters for Investors’ Awareness issued by SEBI
- Investor Charter- Public Issue of InvITs
- Investor Charter-Public Issue of Non-Convertible Redeemable Preference Shares (NCRPS)
- Investor Charter- Public Issue of REITs
- Investor Charter- Qualified Institutions Placement (QIPs)
- Investor Charter- Rights Issue
- Investor Charter- SME IPOs and FPOs (including OFS)
- Investor Charter- Substantial Acquisition of Shares and Takeovers
- Investor Charter- Buyback of Securities
- Investor Charter- Delisting of Equity Shares
- Investor Charter- IPOs and FPOs including OFS
- Investor Charter- Preferential Issue
- Investor Charter- Private Placement of Municipal Debt Securities
- Investor Charter- Private Placement of Non-Convertible Securities
- Investor Charter- Private Placement of units by InvITs
- Investor Charter- Public Issue of Debt Securities
Data on Investors’ Complaints
- PLCM-Investors' complaints data - Nov 30, 2024
- PLCM-Investors' complaints data - Dec 31, 2024
- PLCM-Investors' complaints data - Jan 31, 2025
- PLCM-Investors' complaints data - Feb 28, 2025
For more information on PL's Investment Banking services, contact:
- Pan India: Mr. Uday Patil
- invbanking@plindia.com | 022-66322441
